RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• J•• E••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 14, 2018 · Palm City, Fl
- U••••• C•••••• F•••••••• A••••••• independent RIASep 5, 2012 to Jun 20, 2018 · Ft. Lauderdale, Fl
- O•••• F•• I••• formerSep 5, 1995 to Aug 16, 2012 · Coral Springs, Fl
- U••••• C•••••• F•••••••• A••••••• to L•• F•••••••• L••left Jun 20, 2018, registered Jun 14, 2018 (-6 days) · RIA to RIA
- O•••• F•• I••• to U••••• C•••••• F•••••••• A•••••••left Aug 16, 2012, registered Sep 5, 2012 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address