DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert Joe Holdford

Cwm, LLCBD affiliatedOmaha, Ne dual registrantIAPD 1672884
Feed of 09/15/2026
Also filed as Rob Haldford
At current firm
12 y
since Feb 10, 2014
In the industry
39 y
since May 22, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • Cwm, LLC BD affiliated current
    since Feb 10, 2014 · Little Rock, Ar
  • LPL Financial LLC BD affiliated
    May 30, 2003 to Apr 7, 2014 · Sherwood, Ar
  • Spc BD affiliated
    Feb 14, 2002 to May 1, 2003 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
39derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address