DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M•••••• C••••••••

C••••• I••••••••• A••••••• L••BD affiliatedScottsdale, Azdual registrantIAPD 1673541

Feed of 09/14/2026

Also filed as J••• M•••••• C••••••••

At current firm

9 y

since Mar 27, 2017

In the industry

39 y

since Jun 12, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · Scottsdale, Az
N•••••• F••••••••• L••••• state registered current
since Mar 27, 2017 · Scottsdale, Az
S••••• F•••••••• G•••• I•• former
Mar 3, 2020 to May 20, 2021 · Scottsdale, Az
L•• F•••••••• L•• BD affiliated
Sep 26, 2013 to Mar 2, 2020 · Scottsdale, Az
A••••••••• F•••••••• S•••••••• L•• national BD
Aug 17, 2012 to Oct 3, 2013 · Scottsdale, Az
L•• F•••••••• L•• BD affiliated
May 2, 1997 to Sep 7, 2012 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
left May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
L•• F•••••••• L•• to N•••••• F••••••••• L•••••
left Mar 2, 2020, registered Mar 27, 2017 (-1071 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
left Oct 3, 2013, registered Sep 26, 2013 (-7 days) · Other
L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Sep 7, 2012, registered Aug 17, 2012 (-21 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address