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Registered advisor
M•••••••• G••••••••
Feed of 09/14/2026
Also filed as Mary Grace Cuccia
At current firm
4 y
since Dec 10, 2021
In the industry
19 y
since Mar 1, 2007 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Dec 10, 2021 · Red Bank, Nj
- U•• F•••••••• S••••••• I••• wirehouseSep 3, 2021 to Dec 16, 2021 · Red Bank, Nj
- R•• C•••••• M••••••• L•• national BDMay 12, 2018 to Sep 16, 2021 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Dec 16, 2021, registered Dec 10, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 16, 2021, registered Sep 3, 2021 (-13 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address