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Registered advisor
H••••• D••••• W•••
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
37 y
since Sep 26, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Lake Oswego, Or
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Jun 14, 2024 · Lake Oswego, Or
- K•• F•••••••• S•••••••• I•• formerApr 24, 2012 to Nov 6, 2020 · Lake Oswego, Or
- Q•••••• A•••• M••••••••• I••• formerApr 21, 2010 to Apr 13, 2012 · Minneapolis, Mn
- M•• F•••••••• S•••••••• I••• formerApr 23, 2002 to Dec 31, 2003 · Lake Oswego, Or
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to K•• F•••••••• S•••••••• I••left Apr 13, 2012, registered Apr 24, 2012 (11 days) · Other
- M•• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Dec 31, 2003, registered Apr 21, 2010 (2303 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address