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Registered advisor
S•••••• P•••••• O•••
Feed of 09/14/2026
At current firm
2 y
since Mar 21, 2024
In the industry
33 y
since Nov 12, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Salem, Or
- N••• F•••••••• G••••• I••• formerMay 30, 2013 to Nov 23, 2016 · Houston, Tx
- S••••••••• A•••••• A•••••••• I••• formerJun 24, 2005 to Apr 28, 2008 · Salem, Or
- M•• F•••••••• S•••••••• I••• formerApr 29, 2003 to Dec 31, 2003 · Salem, Or
- V••••••• I••••••••• A•••••••• I••• unclassifiedDec 28, 1993 to May 29, 2003 · Lake Oswego, Or
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to C••••• I••••••••• A••••••• L••left Nov 23, 2016, registered Mar 21, 2024 (2675 days) · Other
- S••••••••• A•••••• A•••••••• I••• to N••• F•••••••• G••••• I•••left Apr 28, 2008, registered May 30, 2013 (1858 days) · Other
- M•• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2003, registered Jun 24, 2005 (541 days) · Other
- V••••••• I••••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left May 29, 2003, registered Apr 29, 2003 (-30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address