RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J• H•••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 15, 2016 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 12, 2008 to Sep 20, 2016 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseAug 15, 2005 to Feb 22, 2008 · Jacksonville, Fl
- C•••••• W••••• A••••••• G•••• independent RIAJan 3, 2005 to Jul 18, 2005 · Orange Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Sep 20, 2016, registered Sep 15, 2016 (-5 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 22, 2008, registered Feb 12, 2008 (-10 days) · Wirehouse to wirehouse
- C•••••• W••••• A••••••• G•••• to U•• F•••••••• S••••••• I•••left Jul 18, 2005, registered Aug 15, 2005 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address