RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• C•••••• R•••••••
- E•••• I••• institutional currentsince Apr 24, 2019 · M••••••, Wi
- N•••••••• C•••••• M••••••••• L•• formerJul 1, 2013 to Sep 30, 2016 · New York, Ny
- M•••••• I••••••••• A•••••••• L•• mixed wealthJan 27, 2011 to Nov 13, 2019 · M••••••, Wi
- M•••••• A•••• M••••••••• asset managerNov 18, 2010 to Nov 13, 2019 · M••••••, Wi
- M•••••• I••••••••• A•••••••• L•• to N•••••••• C•••••• M••••••••• L••left Nov 13, 2019, registered Jul 1, 2013 (-2326 days) · Other
- M•••••• A•••• M••••••••• to M•••••• I••••••••• A•••••••• L••left Nov 13, 2019, registered Jan 27, 2011 (-3212 days) · Other
- N•••••••• C•••••• M••••••••• L•• to E•••• I•••left Sep 30, 2016, registered Apr 24, 2019 (936 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address