RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• T•••••
- T••••• F•••••••• G•••• I•• independent RIA currentsince Jun 10, 2014 · New Providence, Nj
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 15, 2005 to Jun 22, 2012 · Watchung, Nj
- W••••• S••••• S••••••••• I••• formerAug 1, 2003 to Aug 15, 2005 · Watchung, Nj
- N••••• • L•••• S••••••••• I••• unclassifiedFeb 3, 1993 to Aug 1, 2003 · Watchung, Nj
- C•••••••• I••••••••• R••••••• A•••••••• I••• to T••••• F•••••••• G•••• I••left Jun 22, 2012, registered Jun 10, 2014 (718 days) · Other
- W••••• S••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 15, 2005, registered Aug 15, 2005 (0 days) · Other
- N••••• • L•••• S••••••••• I••• to W••••• S••••• S••••••••• I•••left Aug 1, 2003, registered Aug 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address