RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• J••• F•••••••••
- N••••• F•••••••• G••••• I••• independent RIA currentsince Jun 20, 2025 · Deerfield, Il
- M••••• W••••• P••••••• independent RIADec 7, 2021 to Feb 19, 2025 · Northfield, Il
- P•••• I•• A••••••• S•••••••• L•• independent RIAJan 29, 2019 to Jun 3, 2019 · Buffalo Grove, Il
- M••••• W••••• P••••••• to N••••• F•••••••• G••••• I•••left Feb 19, 2025, registered Jun 20, 2025 (121 days) · RIA to RIA
- P•••• I•• A••••••• S•••••••• L•• to M••••• W••••• P•••••••left Jun 3, 2019, registered Dec 7, 2021 (918 days) · RIA to RIA
- N•••• J••• F••••••••• left M••••• W••••• P••••••• for N••••• F•••••••• G••••• I••• (registered 2025-06-20)Feb 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address