RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J••• O••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 2, 2026 · Crystal River, Fl
- C•••• C•••••• S••••••••• L••• formerJul 30, 2012 to May 3, 2024 · Orange, Ca
- B••••••••• I••••••••• A••••••• S••••••• formerMay 29, 2009 to Jun 20, 2012 · Crystal River, Fl
- F•• S••••••••• C••••••••• formerApr 30, 1993 to Jun 8, 2007 · Crystal River, Fl
- C•••• C•••••• S••••••••• L••• to L•• F•••••••• L••left May 3, 2024, registered Jan 2, 2026 (609 days) · corporate re-registration, not a move
- B••••••••• I••••••••• A••••••• S••••••• to C•••• C•••••• S••••••••• L•••left Jun 20, 2012, registered Jul 30, 2012 (40 days) · Other
- F•• S••••••••• C••••••••• to B••••••••• I••••••••• A••••••• S•••••••left Jun 8, 2007, registered May 29, 2009 (721 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address