DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Russell A Andrews
Feed of 09/15/2026
Also filed as Russell Albert Andrews
At current firm
6 y
since Jan 3, 2020
In the industry
39 y
since Aug 27, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Tcfg Investment Advisors, LLC independent RIA currentsince Jan 3, 2020 · Basalt, Co
- First Financial Equity Corporation formerApr 13, 2015 to Jan 3, 2020 · Basalt, Co
- Ameriprise Financial Services, LLC national BDJan 30, 2009 to Apr 16, 2015 · Denver, Co
- RBC Capital Markets, LLC national BDSep 2, 2005 to Feb 12, 2009 · Aspen, Co
- Morgan Stanley Dw Inc. unclassifiedJan 1, 1999 to Sep 8, 2005 · Centennial, Co
Moves
a registration end followed by a registration begin elsewhere
- First Financial Equity Corporation to Tcfg Investment Advisors, LLCleft Jan 3, 2020, registered Jan 3, 2020 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Ameriprise Financial Services, LLC to First Financial Equity Corporationleft Apr 16, 2015, registered Apr 13, 2015 (-3 days) · Other
- RBC Capital Markets, LLC to Ameriprise Financial Services, LLCleft Feb 12, 2009, registered Jan 30, 2009 (-13 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley Dw Inc. to RBC Capital Markets, LLCleft Sep 8, 2005, registered Sep 2, 2005 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address