RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M•••••• A•••••••
- M•••• F•••••••• A••••••• BD affiliated currentsince Apr 15, 2016 · Alpharetta, Ga
- A••••••••• R••••••••• S••••••••• I••• unclassifiedAug 18, 2015 to Mar 2, 2017 · Lawrenceville, Ga
- A••••••• F••••••••• L••• BD affiliatedJul 2, 2014 to Mar 19, 2015 · Canton, Ga
- C•••••• S••••• • C••• I••• national BDApr 16, 2003 to Jun 21, 2005 · Atlanta, Ga
- A••••••••• R••••••••• S••••••••• I••• to M•••• F•••••••• A•••••••left Mar 2, 2017, registered Apr 15, 2016 (-321 days) · Other · moved with a team
- A••••••• F••••••••• L••• to A••••••••• R••••••••• S••••••••• I•••left Mar 19, 2015, registered Aug 18, 2015 (152 days) · Other
- C•••••• S••••• • C••• I••• to A••••••• F••••••••• L•••left Jun 21, 2005, registered Jul 2, 2014 (3298 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address