RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• L•••• N••••
- T•• N•••• R••• G••••• L•• independent RIA currentsince May 3, 2021 · Novi, Mi
- R•••••• J•••• • A••••••••• I••• national BDDec 8, 2008 to May 4, 2021 · Farmington Hills, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 13, 1998 to Sep 29, 2008 · Farmington Hills, Mi
- R•••••• J•••• • A••••••••• I••• to T•• N•••• R••• G••••• L••left May 4, 2021, registered May 3, 2021 (-1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Sep 29, 2008, registered Dec 8, 2008 (70 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address