RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- T••••••••• W••••• M••••••••• independent RIA currentsince Jun 18, 2026 · Freehold, Nj
- B•••••••• A•••• M••••••••• L•• independent RIAApr 16, 2019 to Jul 17, 2026 · Colts Neck, Nj
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMay 15, 2014 to Apr 23, 2019 · Colts Neck, Nj
- A••••••• A••••••• S••••••• formerSep 30, 2004 to Jun 2, 2014 · Monroe Township, Nj
- T•• A••••••• G••••• I••• unclassifiedMay 3, 2002 to Sep 30, 2004 · Hamilton, Nj
- B•••••••• A•••• M••••••••• L•• to T••••••••• W••••• M•••••••••left Jul 17, 2026, registered Jun 18, 2026 (-29 days) · RIA to RIA
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B•••••••• A•••• M••••••••• L••left Apr 23, 2019, registered Apr 16, 2019 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••• A••••••• S••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 2, 2014, registered May 15, 2014 (-18 days) · Other
- T•• A••••••• G••••• I••• to A••••••• A••••••• S•••••••left Sep 30, 2004, registered Sep 30, 2004 (0 days) · Other
- E••• L•• L•••••••• left B•••••••• A•••• M••••••••• L•• for T••••••••• W••••• M••••••••• (registered 2026-06-18)Jul 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address