RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• J•••••• L•••••
- L••••• F•••••••• M••••••••• state registered currentsince Feb 8, 2022 · San Antonio, Tx
- S••••• W••••• M••••••••• G•••• L•• state registeredNov 8, 2017 to Feb 9, 2022 · San Antonio, Tx
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 23, 2017 to Oct 26, 2017 · San Antonio, Tx
- W•• A•••••••• L• formerFeb 11, 2009 to Aug 24, 2017 · San Antonio, Tx
- W•• A•••••••• L• formerJan 9, 2009 to Jan 9, 2009 · Dallas, Tx
- L••••• F•••••••• M••••••••• I••• unclassifiedOct 8, 2003 to Dec 31, 2003 · San Antonio, Tx
- L•• F•••••••• L•• BD affiliatedMay 17, 1995 to Feb 25, 2009 · San Antonio, Tx
- S••••• W••••• M••••••••• G•••• L•• to L••••• F•••••••• M•••••••••left Feb 9, 2022, registered Feb 8, 2022 (-1 days) · Other
- B• R•••• W••••• A•••••••• I••• to S••••• W••••• M••••••••• G•••• L••left Oct 26, 2017, registered Nov 8, 2017 (13 days) · Other
- W•• A•••••••• L• to B• R•••• W••••• A•••••••• I•••left Aug 24, 2017, registered Aug 23, 2017 (-1 days) · Other · moved with a team
- L•• F•••••••• L•• to L••••• F•••••••• M••••••••• I•••left Feb 25, 2009, registered Oct 8, 2003 (-1967 days) · Other
- L••••• F•••••••• M••••••••• I••• to W•• A•••••••• L•left Dec 31, 2003, registered Jan 9, 2009 (1836 days) · Other
- V••••• J•••••• L••••• left S••••• W••••• M••••••••• G•••• L•• for L••••• F•••••••• M••••••••• (registered 2022-02-08)Feb 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address