RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• B•••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2025 · Naples, Fl
- W••••••••• F•••••••• G••••• I••• unclassifiedJun 6, 2006 to Sep 8, 2009 · Boston, Ma
- O•••••• S••••••• A••••••• C••• formerJan 31, 2000 to Jun 8, 2006 · Schaumburg, Il
- W••••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Sep 8, 2009, registered Jan 1, 2025 (5594 days) · corporate re-registration, not a move
- O•••••• S••••••• A••••••• C••• to W••••••••• F•••••••• G••••• I•••left Jun 8, 2006, registered Jun 6, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address