RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••••• C••••••
- A••••• I••••••••• A••••••• L•• independent RIA currentsince Apr 23, 2026 · Huntsville, Al
- T•••• A••••••• G•••• L•• independent RIADec 17, 2024 to Apr 1, 2026 · Birmingham, Al
- S••••• A••••••• I••• BD affiliatedFeb 10, 2017 to Apr 1, 2026 · Birmingham, Al
- T•••• A••••••• G•••• L•• to A••••• I••••••••• A••••••• L••left Apr 1, 2026, registered Apr 23, 2026 (22 days) · RIA to RIA
- S••••• A••••••• I••• to T•••• A••••••• G•••• L••left Apr 1, 2026, registered Dec 17, 2024 (-470 days) · Affiliated broker-dealer or bank to independent RIA
- J••• F•••••• C•••••• left T•••• A••••••• G•••• L•• for A••••• I••••••••• A••••••• L•• (registered 2026-04-23)Apr 1, 2026 · Advisor changed firm · fact
- J••• F•••••• C•••••• left S••••• A••••••• I••• for T•••• A••••••• G•••• L•• (registered 2024-12-17)Apr 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address