RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• E•••• D•••••••
- B•••••• W••••• P•••••••• L•• state registered currentsince May 8, 2003 · Centerville, Oh
- S••••• A••••••• I••• BD affiliatedJan 30, 2015 to Jan 4, 2016 · Birmingham, Al
- S••••• A••• I••••••••• A•••••• S•••••••• I••• formerNov 8, 2007 to Jan 30, 2015 · Centerville, Oh
- B•••••• W••••• P•••••••• L•• state registeredMay 8, 2003 to Dec 31, 2020 · Centerville, Oh
- L•• F•••••••• L•• BD affiliatedOct 18, 1999 to Mar 9, 2004 · Centerville, Oh
- S••••• A••••••• I••• to no registered destinationleft Jan 4, 2016 · Departure, no registered destination
- S••••• A••• I••••••••• A•••••• S•••••••• I••• to S••••• A••••••• I•••left Jan 30, 2015, registered Jan 30, 2015 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to B•••••• W••••• P•••••••• L••left Mar 9, 2004, registered May 8, 2003 (-306 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address