RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• M•••••••
- V•••• I••••••••• P••••••••• L•• independent RIA currentsince Feb 5, 2025 · Bronx, Ny
- T•• C•••••• G••••• L•• formerAug 5, 2009 to Mar 27, 2025 · Stamford, Ct
- A••••••••• I••• BD affiliatedJul 31, 2008 to Aug 7, 2009 · Stamford, Ct
- G••••••• F•••••••• A•••• M••••••••• I•• unclassifiedJun 10, 2005 to Jul 31, 2008 · Stamford, Ct
- T•• C•••••• G••••• L•• to V•••• I••••••••• P••••••••• L••left Mar 27, 2025, registered Feb 5, 2025 (-50 days) · RIA to RIA
- A••••••••• I••• to T•• C•••••• G••••• L••left Aug 7, 2009, registered Aug 5, 2009 (-2 days) · Other
- G••••••• F•••••••• A•••• M••••••••• I•• to A••••••••• I•••left Jul 31, 2008, registered Jul 31, 2008 (0 days) · Other
- T•••••• M••••••• left T•• C•••••• G••••• L•• for V•••• I••••••••• P••••••••• L•• (registered 2025-02-05)Mar 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address