C••••• A•• A•••••••

L•• F•••••••• L••BD affiliatedRacine, Widual registrantIAPD 1720424

Feed of 09/14/2026

Also filed as C••••• A•• P••••••••• A•• P•••

At current firm

4 y

since May 18, 2022

In the industry

25 y

since Aug 1, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 18, 2022 · Racine, Wi
C••• B•••••••• S•••••••• I••• former
Aug 14, 2018 to May 18, 2022 · Waverly, Ia
C••• F•••••••• S•••••••• L••• former
Aug 24, 2009 to Jul 11, 2018 · Racine, Wi

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
C••• F•••••••• S•••••••• L••• to C••• B•••••••• S•••••••• I•••
left Jul 11, 2018, registered Aug 14, 2018 (34 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address