RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• N••• H••••••
- A••••••••• A•••••••• I•• state registered currentsince Jul 11, 2023 · Burnet, Tx
- A•••• C•••••• formerJul 23, 2019 to Dec 31, 2022 · Austin, Tx
- A••••••••• A•••••••• I••• formerAug 28, 2014 to Dec 31, 2017 · Austin, Tx
- P•••••••• • A••••••••• formerAug 9, 2007 to Jun 14, 2014 · Austin, Tx
- T•••• S••••••••• G••••• I••• unclassifiedMay 24, 2006 to Sep 11, 2006 · Austin, Tx
- S••• • H••••••• L•• unclassifiedAug 22, 2001 to Dec 31, 2006 · Laguna Niguel, Ca
- A•••• C•••••• to A••••••••• A•••••••• I••left Dec 31, 2022, registered Jul 11, 2023 (192 days) · Other
- A••••••••• A•••••••• I••• to A•••• C••••••left Dec 31, 2017, registered Jul 23, 2019 (569 days) · Other
- P•••••••• • A••••••••• to A••••••••• A•••••••• I•••left Jun 14, 2014, registered Aug 28, 2014 (75 days) · Other
- S••• • H••••••• L•• to T•••• S••••••••• G••••• I•••left Dec 31, 2006, registered May 24, 2006 (-221 days) · Other
- T•••• S••••••••• G••••• I••• to P•••••••• • A•••••••••left Sep 11, 2006, registered Aug 9, 2007 (332 days) · Other
- H••••• N••• H•••••• left A•••• C•••••• for A••••••••• A•••••••• I•• (registered 2023-07-11)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address