RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• N••• M•••••
- M•• A•••••••• L•• state registered currentsince Apr 25, 2007 · Richland, Wa
- S•• A•••••••• I••• formerSep 6, 2006 to May 2, 2007 · Federal Way, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 12, 1991 to Apr 18, 2006 · Federal Way, Wa
- S•• A•••••••• I••• to M•• A•••••••• L••left May 2, 2007, registered Apr 25, 2007 (-7 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•• A•••••••• I•••left Apr 18, 2006, registered Sep 6, 2006 (141 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address