T••• A••• O•••

• B• R•••• W••••• A•••••••• I••• BD affiliated current
  since Feb 25, 2022 · Mentor, Oh
• R•• C•••••• M••••••• L•• national BD
  Mar 13, 2009 to Oct 15, 2010 · Beachwood, Oh
• F•••••• B•••• W••••• L•• unclassified
  Nov 17, 2008 to Mar 13, 2009 · Beachwood, Oh
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Oct 6, 2000 to Jan 29, 2003 · Pepper Pike, Oh

• R•• C•••••• M••••••• L•• to B• R•••• W••••• A•••••••• I•••
  left Oct 15, 2010, registered Feb 25, 2022 (4151 days) · Affiliated broker-dealer or bank to another
• F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••
  left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••• B•••• W••••• L••
  left Jan 29, 2003, registered Nov 17, 2008 (2119 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address