RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J• F••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Jan 24, 2022 · Chicago, Il
- F•••• T•••• S••••••••• I••• BD affiliatedApr 19, 2018 to Aug 26, 2021 · Chicago, Il
- E•••••••• A•••••••• L•• national BDMay 6, 2003 to Apr 7, 2004 · Northbrook, Il
- F•••• T•••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••left Aug 26, 2021, registered Jan 24, 2022 (151 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to F•••• T•••• S••••••••• I•••left Apr 7, 2004, registered Apr 19, 2018 (5125 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address