RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• K•••••• L•••••••
- F•••••• I••••••••• M••••••••• I••• independent RIA currentsince Mar 23, 2026 · Cranford, Nj
- 3••• C•••••• M••••••••• L•• formerApr 21, 2021 to Dec 22, 2023 · Hartford, Ct
- 3• A•••• M••••••••• I••• formerOct 11, 2007 to Mar 31, 2021 · Cranbury, Nj
- 3••• C•••••• M••••••••• L•• to F•••••• I••••••••• M••••••••• I•••left Dec 22, 2023, registered Mar 23, 2026 (822 days) · channel change inside one enterprise, not a move
- 3• A•••• M••••••••• I••• to 3••• C•••••• M••••••••• L••left Mar 31, 2021, registered Apr 21, 2021 (21 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address