RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• E•••••• A••••
- T•• M••••• G••••• L•• independent RIA currentsince Jun 25, 2025 · Delray Beach, Fl
- P••••• W••••• M••••••••• L•• formerMay 22, 2015 to Jun 13, 2025 · Alamo, Ca
- P••••• W••••• M••••••••• L•• formerSep 16, 2008 to Dec 31, 2009 · Walnut Creek, Ca
- P••••• F•••••••• S•••••••• I••• unclassifiedJul 11, 2000 to Sep 9, 2009 · Walnut Creek, Ca
- P••••• W••••• M••••••••• L•• to T•• M••••• G••••• L••left Jun 13, 2025, registered Jun 25, 2025 (12 days) · RIA to RIA
- P••••• F•••••••• S•••••••• I••• to P••••• W••••• M••••••••• L••left Sep 9, 2009, registered Sep 16, 2008 (-358 days) · Other
- H•••••• E•••••• A•••• left P••••• W••••• M••••••••• L•• for T•• M••••• G••••• L•• (registered 2025-06-25)Jun 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address