D•••• B•••• R•••••

• A••••••• A••••••• S•••••••• L•• BD affiliated current
  since Nov 1, 2021 · Shreveport, La
• C••••••• I••••••••• I••• unclassified
  Jun 7, 2006 to Jun 30, 2006 · Shreveport, La
• N•• E•••••• S••••••••• C••••••••• former
  Jul 29, 2002 to Aug 21, 2002 · New Orleans, La

• C••••••• I••••••••• I••• to A••••••• A••••••• S•••••••• L••
  left Jun 30, 2006, registered Nov 1, 2021 (5603 days) · Other
• N•• E•••••• S••••••••• C••••••••• to C••••••• I••••••••• I•••
  left Aug 21, 2002, registered Jun 7, 2006 (1386 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address