DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

John Alison Fahnestock

Q3 Asset Management Corporationmixed wealthBirmingham, Mi IA-onlyIAPD 1746538

Feed of 09/14/2026

Also filed as Jack Fahnestock

At current firm

2 y

since Oct 18, 2023

In the industry

40 y

since Nov 1, 1985 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Q3 Asset Management Corporation mixed wealth current
since Oct 18, 2023 · Birmingham, Mi
Gwn Securities Inc. BD affiliated
Jan 5, 2016 to Oct 19, 2023 · Eagle, Id
Stonex Advisors Inc. BD affiliated
Jan 30, 2015 to Jan 4, 2016 · Birmingham, Al
Sterne Agee Investment Advisor Services, Inc. former
Oct 24, 2011 to Jan 30, 2015 · Youngstown, Oh
Financial Advisers Of America, LLC former
Jan 4, 2010 to Aug 18, 2011 · Carlsbad, Ca
Next Financial Group, Inc. former
Jun 26, 2002 to Dec 31, 2009 · Eagle, Id
Bts Asset Management, Inc. independent RIA
May 10, 2002 to Dec 31, 2002 · Eagle , Id

Moves

a registration end followed by a registration begin elsewhere

Gwn Securities Inc. to Q3 Asset Management Corporation
left Oct 19, 2023, registered Oct 18, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
Stonex Advisors Inc. to Gwn Securities Inc.
left Jan 4, 2016, registered Jan 5, 2016 (1 days) · Other · moved with a team
Sterne Agee Investment Advisor Services, Inc. to Stonex Advisors Inc.
left Jan 30, 2015, registered Jan 30, 2015 (0 days) · corporate re-registration, not a move
Financial Advisers Of America, LLC to Sterne Agee Investment Advisor Services, Inc.
left Aug 18, 2011, registered Oct 24, 2011 (67 days) · Other
Next Financial Group, Inc. to Financial Advisers Of America, LLC
left Dec 31, 2009, registered Jan 4, 2010 (4 days) · Other
Bts Asset Management, Inc. to Next Financial Group, Inc.
left Dec 31, 2002, registered Jun 26, 2002 (-188 days) · Other

Signals

John Alison Fahnestock left Gwn Securities Inc. for Q3 Asset Management Corporation (registered 2023-10-18)
Oct 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address