RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• G••••• C•••••
- N•••••••• A•••• M••••••••• C••••••• L•• independent RIA currentsince Feb 18, 2024 · Blue Bell, Pa
- N•••••••• A•••• M••••••••• L•• formerDec 10, 2019 to Feb 23, 2024 · Blue Bell, Pa
- O••••••••• • C•• I••• BD affiliatedMar 1, 2012 to Apr 2, 2013 · Philadelphia, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 8, 2001 to Jan 3, 2012 · Philadelphia, Pa
- N•••••••• A•••• M••••••••• L•• to N•••••••• A•••• M••••••••• C••••••• L••left Feb 23, 2024, registered Feb 18, 2024 (-5 days) · channel change inside one enterprise, not a move · moved with a team
- O••••••••• • C•• I••• to N•••••••• A•••• M••••••••• L••left Apr 2, 2013, registered Dec 10, 2019 (2443 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to O••••••••• • C•• I•••left Jan 3, 2012, registered Mar 1, 2012 (58 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address