RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• W••• B•••••••
- T••••• T••••• I••••••••• A•••••••• L•• independent RIA currentsince Sep 19, 2019 · Spokane, Wa
- B••••••• W••••• M••••••••• I••• unclassifiedJan 29, 2007 to Dec 31, 2019 · Mead, Wa
- P••••••• H••••••• W••••• A•••••••• I••• independent RIASep 24, 2002 to Aug 20, 2012 · Kennewick, Wa
- W••••• A•••• M••••••• independent RIAMar 6, 1997 to Sep 25, 2002 · Spokane, Wa
- B••••••• W••••• M••••••••• I••• to T••••• T••••• I••••••••• A•••••••• L••left Dec 31, 2019, registered Sep 19, 2019 (-103 days) · Other
- P••••••• H••••••• W••••• A•••••••• I••• to B••••••• W••••• M••••••••• I•••left Aug 20, 2012, registered Jan 29, 2007 (-2030 days) · Other
- W••••• A•••• M••••••• to P••••••• H••••••• W••••• A•••••••• I•••left Sep 25, 2002, registered Sep 24, 2002 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address