DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kendall Dunn Avery
Feed of 09/14/2026
At current firm
15 y
since Mar 11, 2011
In the industry
38 y
since Feb 5, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Mar 11, 2011 · Richmond, Va
- RBC Capital Markets, LLC national BDMar 13, 2009 to Mar 17, 2011 · Richmond, Va
- Ferris, Baker Watts, LLC unclassifiedJan 1, 1997 to Mar 13, 2009 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Oppenheimer & Co. Inc.left Mar 17, 2011, registered Mar 11, 2011 (-6 days) · Other
- Ferris, Baker Watts, LLC to RBC Capital Markets, LLCleft Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address