DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark J Wolff
Feed of 09/14/2026
Also filed as Mark John Wolff
At current firm
0 y
since Apr 1, 2026
In the industry
38 y
since Nov 5, 1987 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fbl Wealth Management, LLC BD affiliated currentsince Apr 1, 2026 · West Des Moines, Ia
- Cetera Investment Advisers LLC BD affiliatedSep 5, 2025 to Nov 28, 2025 · Santa Fe, Nm
- Avantax Advisory Services formerJun 11, 2024 to Sep 5, 2025 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Fbl Wealth Management, LLCleft Nov 28, 2025, registered Apr 1, 2026 (124 days) · Affiliated broker-dealer or bank to another
- Avantax Advisory Services to Cetera Investment Advisers LLCleft Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
Signals
- Mark J Wolff left Cetera Investment Advisers Llc for Fbl Wealth Management, Llc (registered 2026-04-01)Nov 28, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address