DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Michael Tschantz
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike Tschantz
At current firm
2 y
since Oct 31, 2023
In the industry
36 y
since Feb 14, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Signature Equity Partners, LLC independent RIA currentsince Oct 31, 2023 · Massillon, Oh
- LPL Financial LLC BD affiliatedJul 25, 2011 to Nov 27, 2023 · North Canton, Oh
- American Portfolios Advisors, Inc formerFeb 17, 2004 to Aug 2, 2011 · Holbrook, Ny
- Medallion Advisory Services, LLC unclassifiedJun 1, 2000 to Dec 31, 2003 · North Canton, Oh
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Signature Equity Partners, LLCleft Nov 27, 2023, registered Oct 31, 2023 (-27 days) · Affiliated broker-dealer or bank to a newly registered adviser
- American Portfolios Advisors, Inc to LPL Financial LLCleft Aug 2, 2011, registered Jul 25, 2011 (-8 days) · Other
- Medallion Advisory Services, LLC to American Portfolios Advisors, Incleft Dec 31, 2003, registered Feb 17, 2004 (48 days) · Other
Signals
- James Michael Tschantz left Lpl Financial Llc for Signature Equity Partners, Llc (registered 2023-10-31)Nov 27, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address