RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• E•••• F••••••
- U•••••• I••••••••• M••••••••• L••••• independent RIA currentsince Nov 21, 2017 · Mill Valley, Ca
- R•••••••• S••••••• A••••••• formerOct 12, 2015 to Oct 17, 2016 · San Francisco, Ca
- R••• C•••••• P•••••••• L•• state registeredJan 24, 2013 to Sep 18, 2015 · Newport Beach, Ca
- A••••••• E•••••••• I••• formerJan 11, 2011 to Nov 19, 2012 · San Francisco, Ca
- R•••••••• S••••••• A••••••• to U•••••• I••••••••• M••••••••• L•••••left Oct 17, 2016, registered Nov 21, 2017 (400 days) · Other
- R••• C•••••• P•••••••• L•• to R•••••••• S••••••• A•••••••left Sep 18, 2015, registered Oct 12, 2015 (24 days) · Other
- A••••••• E•••••••• I••• to R••• C•••••• P•••••••• L••left Nov 19, 2012, registered Jan 24, 2013 (66 days) · Other
- G••••• E•••• F•••••• no longer holds an investment adviser registration (last listed at U•••••• I••••••••• M••••••••• L••••• on the 2026-09-17 feed)Sep 17, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address