RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• J••• F•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2021 · Langhorne, Pa
- W•••••• • R••• formerAug 28, 2007 to Jul 21, 2021 · Morristown, Nj
- M•••••••• I••••••••• A•••••••• L•• independent RIAMar 28, 2007 to Aug 24, 2007 · Hackensack, Nj
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- M•••••••• I••••••••• A•••••••• L•• to W•••••• • R•••left Aug 24, 2007, registered Aug 28, 2007 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address