RIA Intelligence
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A•••• K•••••• C••••••
- Professional profile
- LINKEDIN.COM/IN/A••••-C••••••-CFPreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- A••••••••• W•••••• L•• state registered currentsince Aug 23, 2016 · Vallejo, Ca
- M•• F•••••••• S•••••••• I••• formerMay 9, 2016 to Jul 26, 2016 · Walnut Creek, Ca
- L•• F•••••••• L•• BD affiliatedOct 18, 2010 to Dec 22, 2015 · Jacksonville, Fl
- U••• B•••••• I••••••••• I••• formerNov 20, 2008 to Oct 22, 2010 · Concord, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 2, 2007 to Dec 20, 2007 · Vallejo, Ca
- C•••••• S••••• • C••• I••• national BDFeb 13, 2007 to Mar 23, 2007 · San Ramon, Ca
- C•••••• S••••• • C••• I••• national BDJul 8, 1997 to Nov 23, 2004 · Pleasanton, Ca
- M•• F•••••••• S•••••••• I••• to A••••••••• W•••••• L••left Jul 26, 2016, registered Aug 23, 2016 (28 days) · Other
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 22, 2015, registered May 9, 2016 (139 days) · Other
- U••• B•••••• I••••••••• I••• to L•• F•••••••• L••left Oct 22, 2010, registered Oct 18, 2010 (-4 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to U••• B•••••• I••••••••• I•••left Dec 20, 2007, registered Nov 20, 2008 (336 days) · Other
- C•••••• S••••• • C••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 23, 2007, registered Apr 2, 2007 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address