RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M• F• L•••
- C••••• • A••••••••• I••• independent RIA currentsince Nov 17, 2016 · Tampa, Fl
- V•• A••••••• S••••••• formerFeb 7, 2003 to Jul 1, 2016 · Overland Park, Ks
- T•• M••••••• I••• unclassifiedJun 7, 2002 to Feb 7, 2003 · Plano, Tx
- V•• A••••••• S••••••• to C••••• • A••••••••• I•••left Jul 1, 2016, registered Nov 17, 2016 (139 days) · Other
- T•• M••••••• I••• to V•• A••••••• S•••••••left Feb 7, 2003, registered Feb 7, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address