C•••••• D••••• S••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Apr 22, 2022 · Amarillo, Tx
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 13, 2017 to Apr 22, 2022 · Amarillo, Tx
• L•• F•••••••• L•• BD affiliated
  Nov 25, 2005 to Apr 24, 2017 · Amarillo, Tx
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Apr 25, 2003 to Nov 28, 2005 · Ft. Worth, Tx
• M••••• S•••••• D• I••• unclassified
  Mar 3, 1993 to Apr 29, 2003 · Amarillo, Tx

• K••••• A••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Apr 22, 2022, registered Apr 22, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Apr 24, 2017, registered Apr 13, 2017 (-11 days) · Other · moved with a team
• B••• O• A•••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••
  left Nov 28, 2005, registered Nov 25, 2005 (-3 days) · Other
• M••••• S•••••• D• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Apr 29, 2003, registered Apr 25, 2003 (-4 days) · Other

• C•••••• D••••• S•••• left K••••• A••••••• S•••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-04-22)
  Apr 22, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address