DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lyndon Alphonso Grey

LPL Financial LLCBD affiliatedWoodland Hills, Cadual registrantIAPD 1789083

Feed of 09/14/2026

Also filed as Lyndon A. Grey

At current firm

1 y

since Oct 15, 2024

In the industry

35 y

since Jan 23, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Oct 15, 2024 · Woodland Hills, Ca
Western International Securities former
Aug 21, 2017 to Oct 18, 2024 · Woodland Hills, Ca
Financial West Group former
Sep 30, 2011 to Aug 21, 2017 · Los Angeles, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Oct 11, 2011 · Santa Monica, Ca
Banc Of America Investment Services, Inc. unclassified
Jan 5, 2007 to Oct 23, 2009 · Playa Vista, Ca

Moves

a registration end followed by a registration begin elsewhere

Western International Securities to LPL Financial LLC
left Oct 18, 2024, registered Oct 15, 2024 (-3 days) · Affiliated broker-dealer or bank to another
Financial West Group to Western International Securities
left Aug 21, 2017, registered Aug 21, 2017 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Financial West Group
left Oct 11, 2011, registered Sep 30, 2011 (-11 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

Lyndon Alphonso Grey left Western International Securities for Lpl Financial Llc (registered 2024-10-15)
Oct 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address