DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G••• C•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Apr 17, 2017
In the industry
28 y
since Mar 23, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 17, 2017 · Mint Hill, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 25, 2010 to Nov 14, 2016 · Osprey, Fl
- R•••••• J•••• • A••••••••• I••• national BDDec 14, 2006 to Jul 22, 2010 · Venice, Fl
- W•••• F•••• A••••••• wirehouseOct 1, 2000 to Dec 6, 2006 · Venice, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••left Nov 14, 2016, registered Apr 17, 2017 (154 days) · Other
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 22, 2010, registered Aug 25, 2010 (34 days) · Other
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Dec 6, 2006, registered Dec 14, 2006 (8 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address