RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W•••••• K•••
- C•••••• A••••••• S•••••••• L•• independent RIA currentsince Jan 14, 2026 · Solana Beach, Ca
- C•••••• A••••••• S•••••••• L•• independent RIAMay 1, 2014 to Dec 31, 2025 · San Diego, Ca
- J• W•••••• K••• L•• unclassifiedFeb 21, 2014 to Dec 31, 2014 · San Diego, Ca
- K•• S•••• • A••••••••• I•• formerApr 26, 2004 to Aug 14, 2013 · San Diego, Ca
- J• W•••••• K••• L•• to C•••••• A••••••• S•••••••• L••left Dec 31, 2014, registered May 1, 2014 (-244 days) · Other
- K•• S•••• • A••••••••• I•• to J• W•••••• K••• L••left Aug 14, 2013, registered Feb 21, 2014 (191 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address