RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• D•••• K•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 3, 2016 · Eugene, Or
- R•••• • Y• I••••••••• A•••••••• L•• independent RIAApr 4, 2013 to Jul 15, 2015 · Eugene, Or
- K•• F•••••••• S•••••••• I•• formerMar 22, 2013 to Dec 31, 2014 · Eugene, Or
- R•••• • Y• I••••••••• A•••••••• L•• to L•• F•••••••• L••left Jul 15, 2015, registered Aug 3, 2016 (385 days) · Other
- K•• F•••••••• S•••••••• I•• to R•••• • Y• I••••••••• A•••••••• L••left Dec 31, 2014, registered Apr 4, 2013 (-636 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address