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Registered advisor
L•••• J••• S••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
11 y
since Jan 2, 2015
In the industry
38 y
since Apr 4, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••• I••••••••• S••••••• state registered currentsince Jan 2, 2015 · Pembroke, Ma
- L•• F•••••••• L•• BD affiliatedMar 28, 2003 to Feb 26, 2013 · L••••• Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 1997 to Mar 18, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to L••••• I••••••••• S•••••••left Feb 26, 2013, registered Jan 2, 2015 (675 days) · Other
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left Mar 18, 2003, registered Mar 28, 2003 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address