RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••• G•••••
- G••••• W•••••• L•• state registered currentsince May 31, 2023 · Wolcott, In
- G••••• W•••••• L•• state registeredSep 6, 2018 to Dec 31, 2022 · Wolcott, In
- N••• F•••••••• G••••• I••• formerDec 1, 2014 to Jun 8, 2017 · Houston, Tx
- H• B•••• I••• formerSep 2, 2008 to Dec 9, 2014 · Fort Wayne, In
- G•••••••• F••••••••• I•• unclassifiedAug 7, 2006 to Sep 10, 2008 · Wolcott, In
- S•• I••••••••• I••• formerOct 11, 1999 to Aug 9, 2006 · Wolcott, In
- N••• F•••••••• G••••• I••• to G••••• W•••••• L••left Jun 8, 2017, registered Sep 6, 2018 (455 days) · Other
- H• B•••• I••• to N••• F•••••••• G••••• I•••left Dec 9, 2014, registered Dec 1, 2014 (-8 days) · Other
- G•••••••• F••••••••• I•• to H• B•••• I•••left Sep 10, 2008, registered Sep 2, 2008 (-8 days) · Other
- S•• I••••••••• I••• to G•••••••• F••••••••• I••left Aug 9, 2006, registered Aug 7, 2006 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address