RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• T••••• G•••
- S•••••••• E••••• P•••••••• L•• independent RIA currentsince Sep 4, 2023 · Venetia, Pa
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Venetia, Pa
- S••••••• I••••••••• I••• formerApr 11, 2017 to Nov 2, 2018 · Pittsburgh, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Apr 18, 2017 · Indiana, Pa
- M•• F•••••••• S•••••••• I••• formerAug 30, 2007 to Mar 25, 2017 · Uniontown, Pa
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedMay 1, 2000 to Dec 31, 2005 · Alpharetta, Ga
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to S••••••• I••••••••• I•••left Apr 18, 2017, registered Apr 11, 2017 (-7 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• I••••••••• F••• S••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 31, 2005, registered Aug 30, 2007 (607 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address