RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• C•••••••••
- S•••••• A••••••••• L••• independent RIA currentsince Aug 7, 2018 · Boca Raton, Fl
- S••••••••• F•••••••• S•••••••• I••• unclassifiedJul 23, 2014 to Jan 2, 2020 · Tampa, Fl
- C•••• I••••••••• S••••••• C•••• formerNov 1, 2004 to Mar 1, 2005 · Tampa, Fl
- S••••••••• F•••••••• S•••••••• I••• to S•••••• A••••••••• L•••left Jan 2, 2020, registered Aug 7, 2018 (-513 days) · Other · moved with a team
- C•••• I••••••••• S••••••• C•••• to S••••••••• F•••••••• S•••••••• I•••left Mar 1, 2005, registered Jul 23, 2014 (3431 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address