RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••• G•••••••
- W••••••••• A••••••• independent RIA currentsince Mar 31, 2021 · Annapolis, Md
- S••••••••• formerMay 17, 2002 to Oct 1, 2021 · Fulton, Md
- E••••••••• G••••••• E••• • A••• I•• unclassifiedFeb 14, 1992 to Dec 31, 2004 · Columbia, Md
- S••••••••• to W••••••••• A•••••••left Oct 1, 2021, registered Mar 31, 2021 (-184 days) · RIA to RIA · moved with a team
- E••••••••• G••••••• E••• • A••• I•• to S•••••••••left Dec 31, 2004, registered May 17, 2002 (-959 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address