RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• S•••••• P••••
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince May 16, 2025 · Boca Raton, Fl
- C••••• • C••••••• I••• formerMar 31, 2006 to May 16, 2025 · Ballwin, Mo
- M••••••• C••••••• I••• unclassifiedJun 27, 2003 to Apr 13, 2006 · Wildwood, Mo
- I•••• A•••• M••••••••• unclassifiedNov 19, 2001 to Dec 31, 2009 · Chesterfield, Mo
- C••••• • C••••••• I••• to P••••••• F•••••••• S•••••••• I•••left May 16, 2025, registered May 16, 2025 (0 days) · corporate re-registration, not a move
- I•••• A•••• M••••••••• to M••••••• C••••••• I•••left Dec 31, 2009, registered Jun 27, 2003 (-2379 days) · Other
- M••••••• C••••••• I••• to C••••• • C••••••• I•••left Apr 13, 2006, registered Mar 31, 2006 (-13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address