DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• L•• N•••••

N•••• C•••••• F•••••••• A•••••••• L••independent RIAGrand Rapids, MnIA-onlyIAPD 1833934
Feed of 09/14/2026
Also filed as Ray N•••••
At current firm
12 y
since Nov 7, 2013
In the industry
39 y
since Oct 1, 1986 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profile
what the firm itself publishes, with the page it was read from
Title
Investment A••••••reportednorthcompassfinancial.comfirm site, Sep 17, 2026
Designations
AIFreportednorthcompassfinancial.comas printed on the bio page, Sep 17, 2026
Founder
“In 1990, following a number of successive promotions, Mr N••••• left the company as a R••••••• V••• P•••••••• to J••• D••• A•••• as a co-founder of N•••• C•••••• F•••••••• A•••••••• I••• a R••••••••• Investment A••••••, specializing in the ”reportednorthcompassfinancial.comthe sentence on the bio page
Investment committee
“Additionally, Ray serves as V•••-P•••••••• and Chairman of N•••• C•••••• F•••••••• A•••••••• L•• Investment Committee.”reportednorthcompassfinancial.comthe sentence on the bio page
Years, as the firm states
30reportednorthcompassfinancial.com“He has 30 years of experience assisting his clients in areas of asset allocation and portfolio management, and also in constructing financial and estate plans that will pass those hard-earned assets onto the next generation as”
Professional profile
northcompassfinancial.com/team/ray-nikkelreportednorthcompassfinancial.comfirm site, Sep 17, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history
IAPD current and previous registrations
Moves
a registration end followed by a registration begin elsewhere
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Independent wealth managerderived
Years in industry
39derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address